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Chapter 3: Preparation & Planning pot

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Chapter 3
Preparation & Planning

Outline

Importance of Planning

Information Needs

Negotiation Game Plan

Intelligence Gathering

Choice Point Contrivance & Response

Negotiating Styles

Why Plan?

Critical to successful negotiations

Provides the ability to set the tone and
direction of the negotiation
Individuals with higher levels of planning
inclinations will have more successful
negotiation outcomes than those who are
less preparation-inclined.

Information Needs
Negotiators should know:


Other parties’ needs & interests

Available resources of the other party

Reputation and styles of the other parties

Ability and authority of other party to make
agreements

Strategies & tactics the other party might utilize

Understanding of when the other party might
walk away from the negotiations

Negotiation Game Plan
Important to be prepared for any situation –
competitive or cooperative
Organize
Thoughts
Identify Ideal
Outcomes
Develop
Contingencies & BATNA
Steps to Prepare for Negotiation

Negotiation Game Plan continued

Identify communication elements

Tone for negotiation (e.g. apologetic,

determined, concerned)

Frames for describing positions (e.g. metaphors,
analogies)

Body language to maximize effectiveness

Claims, data, objective criteria

Questions

Persuasion strategies

Methods to ensure commitments

Intelligence Gathering
Skilled negotiator gathers intelligence:

Interests – mutual & divergent

Concerns – mutual & divergent

Emotional issues

Primary claims

Evidentiary support – strengths & weaknesses

Potential avenues around resistance


Style compatibility considerations

ICE Model: Three Key Perspective-
Shaping Factors
Before beginning any negotiation, the three
key perspective-shaping factors (interests,
concerns & emotions) must be assessed – not
assumed!
Concerns
Interests
Emotions

Identifying Interests

Skilled negotiators must elicit information regarding
the others’ interests – both mutual and divergent

Utilize self-disclosure to encourage openness

Share a story of a previous negotiation

Place interests in continuum from mutual-to-
divergent

When interests are mutual, cooperative or integrative
negotiation is likely

When interests are divergent, antagonistic, distributive
forms of negotiation emerge


Identifying Concerns

All parties have concerns or worries

Failure to address or identify concerns may
hinder successful negotiations

Identifying Emotions

Individuals may become emotionally involved
with issues or positions

Emotions may be as important as rational or
cognitive arguments

If emotions are ignored, negotiations may
fail

Identifying Primary Claims

Defined: Statements about interests that each
negotiator is likely to make

Argument development

Claim – outcome or position for which you’re arguing

Data – evidence or reasoning supporting the claim

Warrant – general statement that indicates why the data

are supportive of the claim

Dissect reasoning to identify potential weaknesses
and develop stronger arguments

Lead with the strongest claims and ones that the
other party may care about or are likely to believe

Argument – Claim Development
Toulmin’s Model
Issue: ___________
Therefore
Data:
Claim:
Backing:
Because
Since
Warrant:

Using a Logical Vocabulary

Proposition – True or false statement within an
argument but not alone

Premise – Proposition used as evidence in an
argument

Conclusion – Proposition used as a thesis in an
argument


Argument – A group of propositions from which one
follows from another

Induction – Process through which premises provide
some basis for the conclusion

Deduction – Process through which premises provide
conclusive proof for the conclusion

Listen for Indicators

Argument indicators: should, must, ought,
necessarily

Premise indicators: since, because, for, as,
in as much as, for the reason that, first

Conclusion indicators: therefore, hence,
thus, so, consequently, it follows that, one
may infer, one may conclude

Prepare & Anticipate Counterclaims

Anticipate the possible ways in which your
counterpart might respond

Seek to understand

Acknowledge counterclaim


Assess counterclaim to gain better understanding
of their position

Respond – utilize other forms of substantive
evidence or data

Confirm agreement that you’ve addressed their
counterclaim

Identify Fallacies

Fallacies of relevance – occur when premises
are irrelevant to the conclusion

Fallacies of ambiguity – occur when
ambiguous, changeable wording in
propositions lead to more than one meaning
in an argument

Utilize Mind Maps

Brainstorm possible outcomes – areas of
disagreement

Think beyond simplistic outcomes

Visualize and rehearse the many possible
outcomes at various negotiation choice
points


Contriving Choice Points
Skilled negotiators plan ways to increase the
likelihood of obtaining the desired outcomes

Manage assumptions

Utilize persuasive communication to steer
dialogue to achieve objectives

Negotiating Styles

Every individual will have a negotiating or
communication style

Identify and understand your primary style

Identify the style of your counterpart

Utilize style flexing or stretching to be more
similar to your counterpart

Negotiations will be more successful when
styles match rather than conflict

What’s Your Style?
MEDIATOR
MOTIVATOR
ANALYZER
ACHIEVER
Employ hard tactics

Employ soft tactics

Mediator

Focuses on rapport

Favors consensus

Listens intently

Seeks mutual gain

More likely to utilize soft tactics

Motivator

Focuses on creativity

Uses analogies

Fosters collaboration

Encourages imagination

More likely to utilize soft tactics

Analyzer

Focuses on logic


Makes rational arguments

Relies on data

Prioritizes outcomes

More likely to utilize hard tactics

Achiever

Focuses on outcomes

Desires control

Adheres to plans

Seeks compliance

More likely to utilize hard tactics

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