CFA 2018 quest bank questions reading 40 risk management an introduction
Bạn đang xem bản rút gọn của tài liệu. Xem và tải ngay bản đầy đủ của tài liệu tại đây (139.41 KB, 4 trang )
1ÿ7ÿ2ÿ1137ÿÿ53 3ÿ
0123ÿ567ÿ89
8
123ÿ ÿÿ
!"#$%&'(ÿ*+,ÿ-././-
123ÿ 9ÿÿ
!"#$%&'(ÿ*+,ÿ-./..3
123ÿ
ÿÿ
!"#$%&'(ÿ*+,ÿ-././3
123ÿ ÿÿ
!"#$%&'(ÿ*+,ÿ45644.
123ÿ 8ÿÿ
!"#$%&'(ÿ*+,ÿ-././4
78&98ÿ':ÿ%8#ÿ:';;'<&(=ÿ$%>%#?#(%$ÿ>@'"%ÿ>(ÿ'A=>(&B>%&'(C$ÿA&$Dÿ%';#A>(9#ÿ&$ÿEFGHÿJKKLMJHNO
0P&$Dÿ%';#A>(9#ÿ&$ÿ%8#ÿQ#=A##ÿ%'ÿ<8&98ÿ>(ÿ'A=>(&B>%&'(ÿ&$ÿ>@;#ÿ%'ÿ@#>Aÿ%8#ÿR>A&'"$ÿA&$D$
%8>%ÿ?>Sÿ>A&$#ÿ:A'?ÿ'"%$&Q#ÿ%8#ÿ'A=>(&B>%&'(T
10U(ÿ'A=>(&B>%&'(ÿ<&%8ÿ;'<ÿA&$Dÿ%';#A>(9#ÿ$8'";Qÿ%>D#ÿ$%#V$ÿ%'ÿA#Q"9#ÿ#>98ÿ':ÿ%8#ÿA&$D$ÿ&%
&Q#(%&:&#$T
20W8#ÿ:&(>(9&>;ÿ$%A#(=%8ÿ':ÿ>(ÿ'A=>(&B>%&'(ÿ&$ÿ'(#ÿ':ÿ%8#ÿ:>9%'A$ÿ&%ÿ$8'";Qÿ9'($&Q#Aÿ<8#(
Q#%#A?&(&(=ÿ&%$ÿA&$Dÿ%';#A>(9#T
X>;"#Y>%YP&$DÿZX>P[ÿ>(Qÿ\'(Q&%&'(>;ÿX>Pÿ>A#ÿ@#$%ÿQ#$9A&@#Qÿ>$ÿ?#>$"A#$ÿ':,
0?'Q#;ÿA&$DT
10;&]"&Q&%SÿA&$DT
20%>&;ÿA&$DT
W8#ÿ:&A$%ÿ$%#Vÿ&(ÿ?>(>=&(=ÿ>(ÿ'A=>(&B>%&'(C$ÿA&$D$ÿ$8'";Qÿ@#ÿ%'ÿQ#%#A?&(#,
0>ÿA&$Dÿ@"Q=#%ÿ:'Aÿ%8#ÿ'A=>(&B>%&'(T
10%8#ÿ'A=>(&B>%&'(C$ÿA&$Dÿ%';#A>(9#T
20%8#ÿ'A=>(&B>%&'(C$ÿA&$Dÿ#^V'$"A#$T
W8#ÿA&$Dÿ':ÿ;'$$#$ÿ9>"$#Qÿ@Sÿ8"?>(ÿ#AA'Aÿ'Aÿ:>";%SÿVA'9#$$#$ÿ<&%8&(ÿ>(ÿ'A=>(&B>%&'(ÿ&$ÿEFGHÿJKKLMJHN_`ÿQ#$9A&@#Qÿ>$,
0?'Q#;ÿA&$DT
10$';R#(9SÿA&$DT
20'V#A>%&'(>;ÿA&$DT
'ÿ()*+*,ÿ(-ÿ./))ÿ0(1ÿÿ23456ÿ28932:ÿ
01;<ÿ=ÿ()*+*,ÿ>0(ÿÿ=ÿ?@AÿB>/ÿ1<Aÿ*/ÿ1<</@ÿ<*(-C
21/(<ÿD==(ÿ=ÿ()*+*ÿ/ÿÿ0(1=*ÿ*//*;ÿ(*1C
31ÿ01B1ÿ<(1ÿÿ(ÿ=ÿ()*+*,ÿ*;;1*ÿBÿ(-ÿ(<*ÿD=ÿ
E(*;;ÿ(-ÿ;(*1C
456789
ÿ
ÿ
ÿ
ÿ ÿ !
456789
ÿ
"ÿ
ÿ
ÿ ÿ #
456789
ÿ
$ÿ
ÿ
ÿ ÿ
456789
ÿ
%ÿ
ÿ
ÿ ÿ &
F-ÿ<**)<ÿD=ÿ*ÿ()*+*ÿ=;/ÿGH56ÿ4IIJHIJ84632:ÿ1/(
01B*1*;ÿ(-ÿ/0/;@ÿBÿKB*1*;ÿ(-C
21(*1ÿ*<)ÿ/BB(ÿ(-C
31(*;ÿ(-ÿ/0/;@ÿBÿ>(*;ÿ(-C
L*(ÿBÿ(ÿ(*ÿE@ÿ23456ÿ28932:ÿ1;/
01.*C
21/(*C
31(=C
M>*<0;ÿBÿB*1*;ÿ(-ÿ1;/
01;E1@ÿ(-Aÿ1(/ÿ(-Aÿ*/ÿ<*(-ÿ(-C
21<*(-ÿ(-Aÿ;?/@ÿ(-Aÿ*/ÿ*>ÿ(-C
311(/ÿ(-Aÿ<*(-ÿ(-Aÿ*/ÿ;?/@ÿ(-C
N=1=ÿBÿ=ÿB;;D)ÿ(-ÿÿGH56ÿ4OOPJ4632:ÿ1;*B/ÿ*ÿ*ÿKB*1*;ÿ(-Q
01R(/ÿ(-C
21S?/@ÿ(-C
31L/;ÿ(-C
01234567ÿ9
ÿ6
ÿ
ÿÿ
01234567ÿ9
ÿ6
ÿ
ÿÿ "
01234567ÿ9
#ÿ6
ÿ
ÿÿ $
01234567ÿ9
%ÿ6
ÿ
ÿÿ "
01234567ÿ9
ÿ6
ÿ
ÿÿ $
&'('ÿ)ÿ'ÿ)**+,ÿÿ-./01ÿ-34.-5ÿÿ(67ÿÿ))(8ÿ69ÿ,86:(;
<ÿ6,:=:ÿ'*>ÿ>)?ÿÿ86:**ÿ69ÿ*6:(ÿ:>ÿ:7*'ÿ:ÿ)6:@+69ÿ)6
86,'ÿ)ÿ69ÿ@::,@A
(B@:96ÿ'6,'ÿ:ÿ6,:=:ÿ'*>ÿ(>6ÿ69ÿ,86:(ÿ:
6C7*?A
! D'ÿ69ÿ:ÿ6,:=:ÿ('ÿÿC6Eÿ*@Eÿ6ÿ:8>ÿ'*>ÿ6)*(ÿ'ÿ86:**
,:*ÿ)ÿ'ÿ6,:=:A
F?,ÿ6:(ÿÿG.01ÿ>(67>ÿ:ÿ:ÿ@'>ÿ)6ÿ:ÿ6,:=:ÿ
C68ÿ:ÿ69A
')ÿ:ÿ69A
! 6:)6ÿ:ÿ69A
<ÿC6)*ÿ@::,6ÿÿ:ÿ(@C6ÿ@>*ÿÿ@:ÿ'ÿ))(ÿÿ:ÿC6)*Hÿ8:*ÿ)6@ÿ7'ÿ:ÿIJÿ(6:ÿÿ6ÿ6:
:>ÿ:ÿJÿ>C6(:ÿÿ'ÿ6ÿ6*:8ÿÿ'ÿ?AÿD'ÿ@::,6ÿÿKL01ÿ/MMNO/1.-5ÿ>(67>ÿ:ÿ,:,,ÿ
69ÿ'),A
6ÿ,A
! (:6ÿ::*?A
<ÿ7P(8ÿ)ÿ'ÿ69ÿ@::,@ÿC6(ÿÿ
@@=ÿ'ÿ69ÿ):(>ÿ7?ÿ:ÿ6,:=:A
*@:ÿ'ÿ69ÿ):(>ÿ7?ÿ:ÿ6,:=:A
! >)?ÿ'ÿ69ÿ):(>ÿ7?ÿ:ÿ6,:=:A
Q:6ÿ)ÿ:ÿ69ÿ@::,@ÿ)6:@+69ÿ-./01ÿ-34.-5ÿ(*>
:9,ÿ(66(8ÿ:(ÿ:,:ÿ@C*?ÿ+'ÿR(>ÿ'6ÿ69ÿ7>,A
0134567894
9
ÿ94ÿ
3 6 3ÿ89934ÿ6 ÿ34434
21 959
ÿ5
3ÿ
6 9659 4ÿ94ÿ3434
